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Revised: 04/12/2010
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Uniform Investment Adviser (Series 65)
The Series 65 exam is required of individuals acting as or soliciting for the service of investment advisers. The exam may be required in addition to other exams. No Prerequisites The Series 65 test is made up of 130 multiple-choice questions. Each student will be given a total of 3 hours for the exam.The
Series 65 class is taught in
three sessions. No pre-study required. The
Series 65 course covers: Stocks,
Corporate Bonds, Special Securities, Options, US Government Securities,
Municipal Bonds, Money Market Instruments, DPPs, Investment Companies, REITs,
Annuities, Economics, Analysis, Handling Customer Accounts, Retirement Plans,
Taxes, Securities Markets, State Laws, Registrations, Rules, Prohibited
Transactions, and Definitions. All students will receive ESTI’s user friendly Series 65 Course Book with final exams.
About Us
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Classroom
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Contact Information
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Location
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Instructors
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In-House Training
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Job Placement
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Private Tutoring
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Series
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Series 3 Materials
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Series 4
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Series 4 Class
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Series 4 Materials
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Series
6
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Series 6 Class
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Series 6 Materials
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Series
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Series 7 Class
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Series
7 Class Schedule
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Series 7 Materials
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Series 7
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Series 7 PDA
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Series 7
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Series 9/10
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Series 9/10
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11 I
Series 11
Class I
Series 11
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Series 24
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Series 24
Class I
Series 24
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26 I
Series 26
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27/28 Materials I Series 31
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Series 31
Materials
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Series 53
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Series 53
Materials I
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55 I
Series 55
Materials I Series 63
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Series 63
Class I
Series 63
Materials I
Series 65
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Series 65
Materials I Series
66 I
Series 66
Class I
Series 66
Materials I
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Copyright © 2001-2010 Empire Stockbroker Training Institute
534 Broadhollow Rd. (Suite 410)
Melville, N.Y. 11747
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