Series 7

Series 7
General Securities Representative Exam

The Series 7 Exam (Series 7 Top-Off Exam) is the FINRA (Financial Industry Regulatory Authority) exam required by most broker-dealers for their registered representatives.   

Co-requisites: Securities Industry Essentials (SIE) Exam and The Series 63 or Series 66 Exam.

The Series 7 course covers: 

Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self Regulatory Organizations (SROs), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities.

The Series 7 license exam has a total of 135 questions. However, only 125 of the questions count toward the Series 7 grade. The other 10 questions are experimental and could appear in any position within the actual test. To pass, each candidate must correctly answer at least 90 (72%) of the 125 questions. Each person has a total of 3 hours and 45 minutes to complete the Series 7 license exam.

Series 7 Course Textbook and Final Exam Book

Series 7 two-book set. Course textbook with chapter exams plus final exam book with 14 practice exams.

$149.00

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Series 7 Course Textbook

Series 7 Course Textbook with chapter exams.

$99.00

Order now and shipping is free!

Series 7 Final Exam Book

Series 7 Final Exam Book with 11 practice final exams, one Exterminator exam, a Mostly Math exam, and a More Options exam.

$99.00

Order now and shipping is free!

About the books:

The Series 7 Top-Off Course Textbook and Final Exam Book have over 850 pages combined and were developed by Empire Stockbroker Training Institute. Because we understand your frustration, our Manuals are written in plain English with shorter paragraphs and are focused on the FINRA Series Seven Exam content with no unnecessary fluff. Key features:

  • Updated for 2019
  • Comprehensive – The Series 7 Course Textbook is complete and easy to understand
  • Diagrams – These not only help make studying more enjoyable they also help you visualize difficult concepts
  • Notes and Tips – Key points mixed throughout the chapters to emphasize important ideas
  • Chapter Exams – Multiple-choice questions at the end of each chapter with detailed explanations
  • Final Exams – Eleven 125-question practice exams with detailed explanations
  • Exterminator Exam – One 250-question really tough Exterminator (green-light) exam with detailed explanations
  • Mostly Math Exam – One Mostly Math exam with detailed explanations
  • More Options Exam – One More Options exam
  • Bonus – Key Words for Municipal Bonds

All books were created by Steven M. Rice and Rueben Martinez

Series 7 Tutoring

FINRA Series 7 Test Outline