My thoughts on the SIE Exam

I have long thought that candidates should be able to take their licensing exams prior to being sponsored by a firm. Fortunately, as of October, 2018, candidates can take the SIE (Securities Industry Essentials) Exam on their own before even going to look for a job. Although you still need sponsorship to take the top-off … More My thoughts on the SIE Exam

What the future holds

While nobody knows for certain what will happen with the stock market over the long term, near-term projections by most analysts are pretty positive. If you’ve stayed out of the stock market for the last decade or so, you’ve missed out on some significant gains. Sometimes it’s pretty difficult to decide when to jump in. … More What the future holds